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FMN Accounting | Format:
SEC's Enforcement Agenda: Trends and Top Concerns
Course Overview An essential part of regulating the capital markets in general, and the stock market in particular, involves vigorous enforcement of securities laws. Marta Alfonso, a principal at the accounting firm of MBAF, examines the recent compliance trends, as well as the top concerns of SEC regulators, in connection with financial statement and accounting fraud.
Learning Objectives Upon successful completion of this segment, you should be able to:
identify the areas on which SEC enforcement is focusing; explain why bribery and FCPA violations are so important to the SEC; distinguish between the disclosure responsibilities of management and those of auditors; describe how and when a company's assets should be valued.
| Available For: $69.90 |
An annual subscription to FMN Online Subscription is also available for: $449.00 (tell me more) |
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| Catalog Number: |
FMN965-FM |
| Credits: |
2 NASBA / 2 QAS |
| Author: |
FMN Online
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Prerequisites/ Advanced Preparation: |
Work experience in financial reporting or auditing, or an introductory course in accounting |
| Course Level: |
Update |
| Field of Study: |
Accounting |
| Content Partner: |
FMN Online |
| QAS: |
QAS Certified based on 50 minute hours. |
| Course Type: |
New Standards |
| Soft/Hardware Reqs.: |
» Adobe Acrobat® Reader for the .pdf files » Adobe® Flash® Player 8 or higher » 56k or Greater Internet Connection » Modern DHTML Compatible Browser » Ram: 256 MB minimum » Sound card with speakers/headphones » Windows or Mac OS
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| Release/Expiration Dates: |
May 10, 2012 / Dec 13, 2013 |
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